Michael Robert Appel

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → 07/2022
  Primerica Financial Services
  Puyallup, WA
• 05/2020 → 07/2022
  Pfs Investments Inc.
  Puyallup, WA
• 10/2019 → 12/2019
  Unemployed
  Seattle, WA
• 06/2015 → 07/2022
  Rival Fitness
  Seattle, WA
• 11/2013 → 10/2019
  H&E Equipment Services
  Baton Rouge, LA
• 07/2022 → Present
  Principal Securities, Inc.
  Port Orchard, WA
• 07/2022 → Present
  Principal Life Insurance Company
  Port Orchard, WA

Previous Registrations

• 2021-06-16 → 2022-07-15
  Pfs Investments Inc.
  Puyallup, WA

Other Businesses

***Fixed Insurance; Investment Related; 520 Pike Street, Suite 1450, Seattle, WA 98101; Agent; Sales of fixed life, annuity, DI, group & supplemental benefits.; Start Date: 07/26/2022; 20 hrs per month; 20 during trading hours. MKJ, LLC POSITION: Registered Agent NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2022 ADDRESS: 1500 Magnolia Way W, Seattle WA 98199, United States DESCRIPTION: LLC formed to hold rental property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-07
• S63 Uniform Securities Agent State Law Examination
  2020-07-24

Other Names

• Mike Appel