Justin L Richter

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Msec, Llc
  Overland Park, KS
• 01/2014 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2015-03-17 → 2018-03-31
  Mariner Wealth Advisors
  Overland Park, KS
  Leawood, KS
• 2013-06-26 → 2014-01-03
  Bok Financial Securities, Inc.
  Overland Park, KS

Other Businesses

MSEC, LLC, 5700 W. 112TH ST, SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; REG REP; 40 HRS/WK DURING SECURITIES HOURS. MARINER WEALTH ADVISORS, 5700 W. 112TH ST, SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; SENIOR WEALTH ADVISOR; 40 HRS/WK DURING SECURITIES HOURS. REACH HEALTHCARE FOUNDATION, 6700 ANTIOCH, SUITE 200, MERRIAM, KS 66204; NOT INVESTMENT RELATED; MEMBER OF THE FINANCE COMMITTEE AND COMMUNITY ADVIOSR COMMITTEE; START DATE 08/2018; 2 HRS/MONTH AND 0 DURING SECURITIES TRADING HOURS. JUNIOR ACHIEVEMNT OF GREATER KANSAS CITY, 4001 BLUE PARKWAY, SUITE 210, KANSAS CITY, MO 64130; NOT INVESTMENT RELATED; BOARD MEMBER; START DATE 12/2018; 2 HRS/MONTH AND 0 DURING SECURITIES TRADING HOURS. 4009 VENTURES, LLC, 5003 W 112TH ST, LEAWOOD, KS 66211; INVESTMENT-RELATED; MANAGER/MEMBER; START DATE 3/10/2017; 0 HRS/MO AND 0 HRS DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-09-06

Designations

• Certified Financial Planner