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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-28 |
| TX | RA | APPROVED_RES | 2020-05-05 |
| CT | RA | APPROVED | 2017-06-20 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Boston | MA | 01/2014 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-03 |
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