Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-03-22 |
| TX | RA | APPROVED | 2021-03-19 |
Branch Locations
Springboro, OH • United States
222 West Adams Suite 2450, Chicago, IL 60606 • United States
3825 Edwards Road - Suite 630, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith, Inc. | Cincinnati | OH | 09/2016 | 03/2021 |
| Bank Of America N.A. | Cincinnati | OH | 06/2020 | 03/2021 |
| Rockefeller Financial Llc | Cincinnati | OH | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-06 |
Reach out to this advisor