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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-14 |
Branch Locations
4365 E Pecos Rd. Suite 138, Gilbert, AZ 85295 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Financial Service | Chandler | AZ | 04/2012 | 09/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2016 | 12/2024 |
| Northwestern Mutual Investment Services Llc | Chandler | AZ | 10/2016 | 12/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2016 | 12/2024 |
| Lpl Financial Llc | Gilbert | AZ | 01/2025 | Present |
| Gateway Wealth Partners, Llc | Gilbert | AZ | 01/2025 | Present |
1)01/03/2025 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start date: 01/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 2)01/03/2025 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 01/15/2025 - Gateway Financial Partners - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 01/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 06/11/2025 - Triple Jay Financial P.L.C. - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:06/16/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-29 |
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