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Jasper Elwood Mallard

Fisher\Smb

Vancouver, WA

Carrollton, TX

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Current Employers
Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-07-05
  • WA RA
    APPROVED
    Since 2024-07-05

Branch Locations

222 Ne Park Plaza Drive Suite 205, Vancouver, WA 98684 • United States

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2016 02/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2016 02/2022
Hub International Investment Services Westlake Village CA 01/2016 02/2022
Fisher Investments Camas WA 03/2022 07/2024
Fisher Retirement Solutions Llc Vancouver WA 07/2024 Present
  • 01/2016 → 02/2022
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2016 → 02/2022
    Fairfield, IA
  • 01/2016 → 02/2022
    Hub International Investment Services
    Westlake Village, CA
  • 03/2022 → 07/2024
    Camas, WA
  • 07/2024 → Present
    Fisher Retirement Solutions Llc
    Vancouver, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-03
  • S66 Uniform Combined State Law Examination
    2006-10-03

View on SEC IAPD

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