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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-03 |
| TX | RA | APPROVED | 2020-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 05/2013 | 04/2019 |
| Bank Of America, N.A. | Washington | DC | 01/2015 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lakewood Ranch | FL | 03/2020 | Present |
| Nova 401(K) Associates | Houston | TX | 04/2019 | 03/2020 |
| Bank Of America N.A. | Lakewood Ranch | FL | 09/2020 | Present |
I*65919 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GEROGETOWN TOBACCO INVESTMENT RELATED: N ADDRESS OF BUSINESS: WASHINGTON, DISTRICT OF COLUMBIA 20007 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 08/12/2013 NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROCESSING, PACKING, AND SHIPPING ONLINE AND CALL IN ORDERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-23 |
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