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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-12-13 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Financial Services, Inc. | Clanton | AL | 11/2010 | 11/2022 |
| Lpl Financial | Clanton | AL | 11/2022 | Present |
1- 11/2022 / Capital Investment Advisors, LLC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / CLANTON, AL 2- 11/2022 / LIFE INSURANCE / Non-Variable Insurance / INVESTMENT RELATED / CLANTON, AL 3- 11/2022 / Capital Tax Advisors / Tax Prep/Accounting/CPA / INVESTMENT RELATED / CLANTON, AL 4- 11/2022 / Melinda Mccullough / NOTARY / NON INVESTMENT RELATED / CLANTON, AL 5- 07/24/2024 - McCullough Management Company LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-16 |
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