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Techen Hwang

J.P. Morgan Securities LLC

Walnut Creek, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-06
CA RA APPROVED 2019-01-18
  • TX RA
    APPROVED
    Since 2019-12-06
  • CA RA
    APPROVED
    Since 2019-01-18

Branch Locations

1390 S. Main Street, Floor 1, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Walnut Creek CA 03/2013 Present
Jpmorgan Chase Bank, N.A. Walnut Creek CA 05/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-05
S63 Uniform Securities Agent State Law Examination 2013-10-16
  • S66 Uniform Combined State Law Examination
    2019-01-05
  • S63 Uniform Securities Agent State Law Examination
    2013-10-16
Other Names
  • Tc Hwang

View on SEC IAPD

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