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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-28 |
| SC | RA | APPROVED | 2024-10-07 |
| CA | RA | APPROVED | 2024-10-03 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Insurance Group | Huntington Beach | CA | 03/2016 | 10/2016 |
| Farmers Financial Solutions | Huntington Beach | CA | 06/2013 | 10/2016 |
| Pruco Securities, Llc | Los Angeles | CA | 10/2016 | 08/2020 |
| Prudential Insurance Company Of America | Los Angeles | CA | 10/2016 | 08/2020 |
| Pruco Securities, Llc. | Anaheim | CA | 08/2020 | 09/2024 |
| Prudential Insurance Company Of America | Anaheim | CA | 08/2020 | 09/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | Present |
1) 12/26/2024 - INTRVL Athletics - Outside/W-2 Employment - Coach - CrossFit. - Not INV Related - At Anaheim, CA - Start Date 01/04/2025 - 2hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-10 |
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