Denise Helen Farkas

Employer firm

Sage Rhino Capital LLC CRD 290148

$884M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 12/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Menlo Park, CA
• 12/2017 → Present
  Sage Rhino Capital, Llc
  Menlo Park, CA

Previous Registrations

• 2012-08-02 → 2017-12-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
• 2009-10-23 → 2012-06-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Laguna Niguel, CA
• 2009-04-13 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Newport Beach, CA
  Laguna Niguel, CA
  Newport Beach, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-11
• S63 Uniform Securities Agent State Law Examination
  2006-04-10

Other Names

• Denise Helen Chiu
• De Chiu
• Denise Chiu
• Denise Farkas