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Inactive

Denise Helen Farkas

Sage Rhino Capital LLC

Menlo Park, CA

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Current Employers
Sage Rhino Capital Llc

101 Jefferson Drive, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-12-15
  • CA RA
    APPROVED
    Since 2017-12-15

Branch Locations

101 Jefferson Drive, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Menlo Park CA 07/2012 12/2017
Sage Rhino Capital, Llc Menlo Park CA 12/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-11
S63 Uniform Securities Agent State Law Examination 2006-04-10
  • S65 Uniform Investment Adviser Law Examination
    2009-04-11
  • S63 Uniform Securities Agent State Law Examination
    2006-04-10
Other Names
  • Denise Helen Chiu
  • De Chiu
  • Denise Chiu
  • Denise Farkas

View on SEC IAPD

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