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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-15 |
| NC | RA | APPROVED | 2021-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities | Charlotte | NC | 09/2015 | Present |
| Truist Investment Services, Inc. | Charlotte | NC | 02/2021 | Present |
| Truist Advisory Services, Inc. | Atlanta | GA | 03/2021 | Present |
LET ME RUN POSITION: Finance Committee Member & Treasurer NATURE: I am a member of the Finance Committee for Let me Run. On a quarterly basis, review financial statements for the non-profit organization and make sure that everything is in order for our annual audit and for accomplishing our financial goals for the year. As treasurer, responsible for the retrieval of checks from the company mailbox and depositing those checks via mobile deposit into the Let Me Run checking account. I am not compensated for these services and this is purely a volunteer role INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: Park Road, Charlotte NC 28209, United States DESCRIPTION: I am a member of the Finance Committee & Treasurer for Let me Run. On a quarterly basis, we review financial statements for the non-profit organization and make sure that everything is in order for our annual audit and for accomplishing our financial goals for the year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-18 |
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