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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-15
NC RA APPROVED 2021-03-02
  • TX RA
    APPROVED_RES
    Since 2021-04-15
  • NC RA
    APPROVED
    Since 2021-03-02

Branch Locations

214 N Tryon St Fl 33, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Charlotte NC 09/2015 Present
Truist Investment Services, Inc. Charlotte NC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 03/2021 Present
  • 09/2015 → Present
    Bb&T Securities
    Charlotte, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Charlotte, NC
  • 03/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2016-04-26 → 2021-03-02
    Bb&T Securities, Llc
    Charlotte, NC
    Richmond, VA
Other Businesses

LET ME RUN POSITION: Finance Committee Member & Treasurer NATURE: I am a member of the Finance Committee for Let me Run. On a quarterly basis, review financial statements for the non-profit organization and make sure that everything is in order for our annual audit and for accomplishing our financial goals for the year. As treasurer, responsible for the retrieval of checks from the company mailbox and depositing those checks via mobile deposit into the Let Me Run checking account. I am not compensated for these services and this is purely a volunteer role INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: Park Road, Charlotte NC 28209, United States DESCRIPTION: I am a member of the Finance Committee & Treasurer for Let me Run. On a quarterly basis, we review financial statements for the non-profit organization and make sure that everything is in order for our annual audit and for accomplishing our financial goals for the year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-25
S63 Uniform Securities Agent State Law Examination 2015-11-18
  • S65 Uniform Investment Adviser Law Examination
    2016-04-25
  • S63 Uniform Securities Agent State Law Examination
    2015-11-18
Other Names
  • Tim Paul Mann
  • Timothy Paul Mann

View on SEC IAPD

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