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Ethan Thomas Pace

Cetera Planning Partners

Leawood, KS

Denver, CO

CRD 6197577

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Employer firm

Cetera Planning Partners CRD 129625

$4.16B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
TX RA APPROVED 2023-03-14
KS RA APPROVED 2019-01-10
  • CO RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2023-03-14
  • KS RA
    APPROVED
    Since 2019-01-10

Branch Locations

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Century Investments Kansas City MO 05/2013 01/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2018 10/2018
Northwestern Mutual Investment Services Llc Kansas City MO 01/2018 10/2018
Cetera Planning Partners Overland Park KS 10/2018 Present
  • 05/2013 → 01/2018
    American Century Investments
    Kansas City, MO
  • 01/2018 → 10/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2018 → 10/2018
    Northwestern Mutual Investment Services Llc
    Kansas City, MO
  • 10/2018 → Present
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-10
S63 Uniform Securities Agent State Law Examination 2013-06-14
  • S65 Uniform Investment Adviser Law Examination
    2019-01-10
  • S63 Uniform Securities Agent State Law Examination
    2013-06-14
Designations
  • Certified Financial Planner
Other Names
  • Ethan T. Pace
  • E. Thomas Pace
  • E. T. Pace
  • Ethan Pace
  • Ethan Thomas Pace

View on SEC IAPD

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