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Ethan Thomas Pace

Cetera Planning Partners

Leawood, KS

Denver, CO

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Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
TX RA APPROVED 2023-03-14
KS RA APPROVED 2019-01-10
  • CO RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2023-03-14
  • KS RA
    APPROVED
    Since 2019-01-10

Branch Locations

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Century Investments Kansas City MO 05/2013 01/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2018 10/2018
Northwestern Mutual Investment Services Llc Kansas City MO 01/2018 10/2018
Cetera Planning Partners Overland Park KS 10/2018 Present
  • 05/2013 → 01/2018
    American Century Investments
    Kansas City, MO
  • 01/2018 → 10/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2018 → 10/2018
    Northwestern Mutual Investment Services Llc
    Kansas City, MO
  • 10/2018 → Present
    Cetera Planning Partners
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-10
S63 Uniform Securities Agent State Law Examination 2013-06-14
  • S65 Uniform Investment Adviser Law Examination
    2019-01-10
  • S63 Uniform Securities Agent State Law Examination
    2013-06-14
Designations
Other Names
  • Ethan T. Pace
  • E. Thomas Pace
  • E. T. Pace
  • Ethan Pace
  • Ethan Thomas Pace

View on SEC IAPD

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Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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