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Ally Invest Advisors CRD 170301
$1.73B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-07 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
2911 Lake Vista Drive, Lewisville, TX 75067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 06/2017 | 02/2021 |
| Nttdata Consulting | Farmers Branch | TX | 04/2016 | 04/2017 |
| Unemployed | Fort Worth | TX | 04/2017 | 06/2017 |
| Charles Schwab Bank | Westlake | TX | 06/2017 | 02/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 05/2021 | Present |
| Unemployed | Fort Worth | TX | 02/2021 | 05/2021 |
| Main Event Entertainment, Inc. | Grand Prairie | TX | 10/2025 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist - Invest Premier Services. Dually licensed. 05/04/2021. Hours per month vary. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. Main Event Entertainment, Inc. non-investment related. 3106 State Hwy 161, Grand Prairie, TX 75052. Waiter. 10/01/2025. 30/month. Greet guest and provide a good dining experience as well as maintaining a clean and safe working area.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-12 |
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