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Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-07
  • TX RA
    APPROVED
    Since 2021-10-07

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

2911 Lake Vista Drive, Lewisville, TX 75067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 06/2017 02/2021
Nttdata Consulting Farmers Branch TX 04/2016 04/2017
Unemployed Fort Worth TX 04/2017 06/2017
Charles Schwab Bank Westlake TX 06/2017 02/2021
Ally Invest Securities Llc Charlotte NC 05/2021 Present
Unemployed Fort Worth TX 02/2021 05/2021
Main Event Entertainment, Inc. Grand Prairie TX 10/2025 Present
  • 06/2017 → 02/2021
    Westlake, TX
  • 04/2016 → 04/2017
    Nttdata Consulting
    Farmers Branch, TX
  • 04/2017 → 06/2017
    Unemployed
    Fort Worth, TX
  • 06/2017 → 02/2021
    Charles Schwab Bank
    Westlake, TX
  • 05/2021 → Present
    Ally Invest Securities Llc
    Charlotte, NC
  • 02/2021 → 05/2021
    Unemployed
    Fort Worth, TX
  • 10/2025 → Present
    Main Event Entertainment, Inc.
    Grand Prairie, TX
Previous Registrations
  • 2017-06-26 → 2021-03-03
    Westlake, TX
    Fort Worth, TX
    Westlake, TX
  • 2014-07-09 → 2016-04-04
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
  • 2014-07-09 → 2016-04-04
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist - Invest Premier Services. Dually licensed. 05/04/2021. Hours per month vary. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. Main Event Entertainment, Inc. non-investment related. 3106 State Hwy 161, Grand Prairie, TX 75052. Waiter. 10/01/2025. 30/month. Greet guest and provide a good dining experience as well as maintaining a clean and safe working area.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-08
S63 Uniform Securities Agent State Law Examination 2013-07-12
  • S66 Uniform Combined State Law Examination
    2014-07-08
  • S63 Uniform Securities Agent State Law Examination
    2013-07-12
Other Names
  • Darren Jafar White

View on SEC IAPD

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