Steven Maxwell

Current Employers

Employment History

• 05/2013 → 11/2018
  Morgan Stanley & Co. Llc
  Baltimore, MD
• 11/2018 → 06/2021
  Edward Jones
  St.LOuis, MO
• 06/2021 → Present
  Lpl Financial Llc
  Bel Air, MD
• 06/2021 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2019-01-09 → 2021-06-29
  Edward Jones
  White Hall, MD
  White Hall, MD
  St Louis, MO
  Jarrettsville, MD
  Fallston, MD

Other Businesses

1. 6/28/2021 - Harford Retirement Planners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/30/2021 - Private Advisor Group - DBA: (Hybrid) Harford Retirement Planners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 6/21 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/30/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 6/21 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/29/2021 - National Life Group - Investment Related - 1 National Life Drive, Montpelier VT 05604 - Non-Variable Insurance - Start Date 12/27/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Serving Agent National Life Group. 5. 04/05/2024 - Simplicity Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 10 Hours Per Month/ 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2019-01-05

Other Names

• Steven Maxwell
• Steven John Maxwell