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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-02-06 |
Branch Locations
277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States
10 South Dearborn, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 04/2013 | 02/2017 |
| Bank Of America, N.A. | Northbrook | IL | 04/2013 | 02/2017 |
| Ubs Financial Services Inc. | Northbrook | IL | 02/2017 | 07/2018 |
| Ubs Bank Usa/Uba Wm | Chicago | IL | 02/2017 | 08/2018 |
| Rbc Capital Markets, Llc | Chicago | IL | 10/2018 | 05/2019 |
| City National Bank | Chicago | IL | 10/2018 | 05/2019 |
| Morgan Stanley Private Bank | Chicago | IL | 06/2019 | 07/2023 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 11/2024 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 11/2024 | Present |
| Morgan Stanley | Chicago | IL | 06/2019 | 07/2023 |
| Cibc Bancorp Usa | Chicago | IL | 11/2023 | 11/2024 |
| Rbc Wealth Management/Rbc | Chicago | IL | 10/2018 | 05/2019 |
| Unemployed | Chicago | IL | 09/2018 | 09/2018 |
| Unemployed | Chicago | IL | 08/2023 | 10/2023 |
I own a rental property at 1030 N State Street, Unit 27C, Chicago, IL 60610. It's owned in my personal name. I've been renting it since February 2024. I devote a couple of hours per month to this activity, after business hours or on week-ends. My duties include checking on the apartment periodically to make sure everything is in good working order Investment Related - Yes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-29 |
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