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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-07-15
MD RA APPROVED 2026-07-10
FL RA APPROVED 2023-02-17
TX RA APPROVED 2019-06-17
MI RA APPROVED 2017-10-12
  • IA RA
    APPROVED
    Since 2026-07-15
  • MD RA
    APPROVED
    Since 2026-07-10
  • FL RA
    APPROVED
    Since 2023-02-17
  • TX RA
    APPROVED
    Since 2019-06-17
  • MI RA
    APPROVED
    Since 2017-10-12

Branch Locations

Canton, MI • United States

730 Penniman Avenue, Plymouth, MI 48170 • United States

1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Education - Butler University Indianapolis IN 08/2013 05/2017
Butler Business Consulting Group Indianapolis IN 08/2016 12/2016
Ubs Financial Services Inc. Plymouth MI 05/2017 Present
  • 08/2013 → 05/2017
    Education - Butler University
    Indianapolis, IN
  • 08/2016 → 12/2016
    Butler Business Consulting Group
    Indianapolis, IN
  • 05/2017 → Present
    Plymouth, MI
Other Businesses

Detroit Catholic Central / 27225 Wixom RoadNoviMichigan48374 / Detroit Catholic Central is a Catholic, all-boys high school in metro-Detroit. Here is their mission statement: "Catholic Central High School recognizes parents to be the primary educators of their children and collaborates with them in helping their children to learn and grow in the Catholic faith. We provide a safe and challenging environment where mutual respect and high expectations are maintained through the active engagement of students in the learning process. The young men of Catholic Central learn holistically the ideals of the Basilian Fathers - goodness, discipline, and knowledge - so that they may become productive members of the Church and society." / Educational Establishment / I was extended an opportunity to serve as an alumni board member for the Detroit Catholic Central Finance Club. In this role, I will assist the student and teacher board members as they showcase career opportunities in finance, educate students on capital markets, and introduce basic investing and philanthropy principals. The high school students in the club do invest a portion of the school's endowment - however, in my role as an alumni board member, I will not have any authority to make trading or investment decisions. / Advisor or advisory group member if advice given may influence an officer/board / 3/31/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-12
  • S66 Uniform Combined State Law Examination
    2017-10-12
Other Names
  • Brad Philip Bocketti

View on SEC IAPD

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