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Ryan Leslie Schumann

Raymond James & Associates, Inc.

Mobile, AL

CRD 6197370

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-11
AL RA APPROVED 2016-03-07
  • TX RA
    APPROVED_RES
    Since 2019-01-11
  • AL RA
    APPROVED
    Since 2016-03-07

Branch Locations

21 West 1-65 Service Road North, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Mobile AL 10/2015 Present
  • 10/2015 → Present
    Raymond James And Associates
    Mobile, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-04
S63 Uniform Securities Agent State Law Examination 2014-11-03
  • S65 Uniform Investment Adviser Law Examination
    2016-03-04
  • S63 Uniform Securities Agent State Law Examination
    2014-11-03

View on SEC IAPD

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