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Andrew Jonathan Douglas

Founders Financial Securities LLC

Hockessin, DE

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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-11-14
DE RA APPROVED 2022-10-27
  • PA RA
    APPROVED
    Since 2023-11-14
  • DE RA
    APPROVED
    Since 2022-10-27

Branch Locations

724 Yorklyn Road, Suite 240, Hockessin, DE 19707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clovis CA 07/2014 09/2017
Bank Of America, N.A. Clovis CA 07/2014 09/2017
Ameriprise Financial Services, Inc. Wilmington DE 09/2017 01/2019
Citizens Securities, Inc. Norristown PA 01/2019 09/2022
Founders Financial Securities Llc Towson MD 10/2022 Present
Previous Registrations
Other Businesses

1) FOUNDERS FINANCIAL WEALTH PARTNERS (DBA) ; Investment Related; Start Date: 07/03/2023; 724 Yorklyn Road, Suite 240, Hockessin, DE 19707; WEALTH MANAGEMENT ADVISOR; 160 HOURS/MONTH; 140 HOURS/MONTH DURING TRADING; WEALTH MANAGEMENT, FINANCIAL SERVICES, AND INSURANCE SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-26
  • S66 Uniform Combined State Law Examination
    2013-08-26
Designations
Other Names
  • Andrew Jonathan Douglas
  • Drew Douglas
  • Andrew Douglas

View on SEC IAPD

Other Firms

ALLSTATE FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
SHERPA CAPITAL MANAGEMENT
EDWARD JONES
INDEPENDENT FINANCIAL PARTNERS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BRANDYWINE MANAGERS, LLC

Other Investors

MATTHEW THOMAS HENAGHAN
Michael Morgan Tolliver
WILLIAM MATTHEW BURRIS
PETER JOHN SUCCOSO
SCOTT HOTTEL CHAPIN
PETER J SEELAUS
DAVID ROCCO L'ERARIO
LAWRENCE EARL SPRINGER

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Hockessin, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Hockessin, DE
OSAIC WEALTH, INC. · HOCKESSIN, DE
OSAIC WEALTH, INC. · Hockessin, DE
SHERPA CAPITAL MANAGEMENT · HOCKESSIN, DE
EDWARD JONES · HOCKESSIN, DE
INDEPENDENT FINANCIAL PARTNERS · Hockessin, DE
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · HOCKESSIN, DE

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