Joel A Gershon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 12/2009 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*124998 For profit or not for profit: For-Profit Organization Name of outside business organization: Parterre Urban Landscape Design Investment related: N Address of business: Chicago, Illinois 60611 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 11/1/2010 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is my wife's landscape design business. We own the business together. I have no daily responsibilities in the business.

Exams

• S66 Uniform Combined State Law Examination
  1998-11-10