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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-01-12 |
| TX | RA | APPROVED_RES | 2020-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Hyannis | MA | 12/2014 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-10 |
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