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Adrian James Sparks

Wells Fargo Clearing Services, LLC

Texarkana, TX

Texarkana, AR

Fort Worth, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2017-12-13
TX RA APPROVED 2017-09-25
  • AR RA
    APPROVED
    Since 2017-12-13
  • TX RA
    APPROVED
    Since 2017-09-25

Branch Locations

2317 Richmond Rd, Texarkana, TX 75503 • United States

1301 Arkansas Blvd, Texarkana, AR 71854 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing Texarkana TX 12/2015 09/2017
Wells Fargo Clearing Services, Llc Dallas TX 09/2017 Present
Previous Registrations
  • 2015-12-17 → 2017-09-27
    Capital One Advisors, Llc
    Mclean, VA
  • 2013-11-25 → 2014-12-31
    Lpl Financial Llc
    Nash, TX
Other Businesses

MUSICIAN, NOT INV RELATED, TEXARKANA, TX, START 10/30/2017, 4 HOURS PER MONTH, ZERO DURING TRADING, PROVIDE ENTERTAINMENT FOR VARIOUS EVENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-25
  • S66 Uniform Combined State Law Examination
    2013-11-25
Other Names
  • Jim Sparks
  • Adrian J Sparks

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
ON INVESTMENT MANAGEMENT CO
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Brett Rutledge McClaran
WILLIAM GREGORY COCKERELL
JACOB FOX HAMBLETON
BENJAMIN HEATH STROUD
LORIE LOUISE WALLING
CHRISTOPHER DALLAS SHIPP
JAMES GARRETT CRANFORD
CHARLES FRANKLIN THOMAS

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · TEXARKANA, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Texarkana, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Texarkana, AR
LPL FINANCIAL LLC · TEXARKANA, TX
CETERA INVESTMENT ADVISERS LLC · TEXARKANA, TX
WELLS FARGO CLEARING SERVICES, LLC · TEXARKANA, TX
EDWARD JONES · TEXARKANA, AR
ON INVESTMENT MANAGEMENT CO · TEXARKANA, TX

More in Texarkana, TX

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