Paul Christopher Moxen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 03/2017
  Metlife Securities/Msi Financial
  Moosic, PA
• 03/2017 → 03/2018
  Mml Investors Services, Llc
  Moosic, PA
• 04/2018 → 08/2018
  Park Avenue Securities, Llc
  Clarks Summit, PA
• 04/2018 → 08/2018
  Guardian Life Insurance Co Of America
  Clarks Summit, PA
• 08/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 09/2018 → Present
  C3 Group
  Scranton, PA

Previous Registrations

• 2018-04-24 → 2018-09-10
  Park Avenue Securities Llc
  Clarks Summit, PA
• 2017-03-25 → 2018-03-15
  Mml Investors Services, Llc
  Moosic, PA
• 2015-01-05 → 2017-03-25
  Msi Financial Services, Inc.
  Moosic, PA
• 2013-12-17 → 2014-07-14
  Park Avenue Securities Llc
  Plains, PA

Other Businesses

1. C3 GROUP LLC, CLARKS SUMMIT, PA, 09/2018. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-20/WK-20/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. ASSURED PARTNERS, 1130 Hwy 315, Wilkes-Barre PA 18702, United States, 05/29/2025, IAR, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING 4. COMPREHENSIVE FINANCIAL ASSOCIATES, 1130 Hwy 315, Wilkes-Barre PA 18702, United States, 05/29/2025, IAR, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2013-12-04