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Stan Michael Dungca

Mutual Advisors, LLC

Thousand Oaks, CA

Omaha, NE

CRD 6196738

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Employer firm

Mutual Advisors, LLC CRD 167658

$8.55B regulatory AUM 30 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-29
  • CA RA
    APPROVED
    Since 2019-01-29

Branch Locations

Thousand Oaks, CA • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial West Group Westlake Village CA 05/2013 08/2017
Vanderbilt Securities, Llc Woodbury NY 08/2017 02/2018
Mutual Securities Camarillo CA 02/2018 Present
Mutual Advisors Llc Omaha NE 01/2019 Present
  • 05/2013 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 08/2017 → 02/2018
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 02/2018 → Present
    Mutual Securities
    Camarillo, CA
  • 01/2019 → Present
    Mutual Advisors Llc
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21
Other Names
  • Stan Dungca

View on SEC IAPD

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