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Lee Calarco

LPl Financial LLC

Fort Mill, SC

Wantagh, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-09-29
NY RA APPROVED 2023-09-26
  • SC RA
    APPROVED
    Since 2023-09-29
  • NY RA
    APPROVED
    Since 2023-09-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Wantagh, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 01/2016 08/2023
Lpl Financial Llc Wantagh NY 09/2023 Present
  • 01/2016 → 08/2023
    Neuberger Berman Llc
    New York, NY
  • 09/2023 → Present
    Lpl Financial Llc
    Wantagh, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-05
S63 Uniform Securities Agent State Law Examination 2014-08-15
  • S65 Uniform Investment Adviser Law Examination
    2017-04-05
  • S63 Uniform Securities Agent State Law Examination
    2014-08-15

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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