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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-23 |
Branch Locations
169 E Saint Charles St, San Andreas, CA 95249 • United States
11 Main St, Jackson, CA 95642 • United States
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Andreas | CA | 05/2010 | 01/2017 |
| Wells Fargo Advisors Llc | San Andreas | CA | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Andreas | CA | 11/2016 | Present |
ST. ANDREWS PLACE HOA, NOT INVT RELATED, VALLEY SPRINGS, CA, BOARD MEMBER, START DATE 7/1/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO DISCUSS PROPERTY MANAGEMENT OF HOA WITH OTHER BOARD MEMBERS. KVGC HOMETOWN RADIO FOR AMADOR AND CALAVERAS COUNTIES; NOT INV. RELATED; JACKSON, CA; ON-AIR HOST; START DATE 8/18/2023; 12 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ANNOUNCE FOOTBALL GAMES ON FRIDAY'S AND PRE-RECORD PROMOTIONS TO AIR TO ADVERTISE THE BROADCAST OF FOOTBALL GAMES. LETS TALK FOOTBALL WITH COACH VAL, NOT INV RELATED, VALLEY SPRINGS, CA, PODCAST, START DATE: 1/2/24, 4 HRS PER MONTH, 0 HRS DURING TRADING, PODCAST ABOUT LOCAL HIGHSCHOOL FOOTBALL; | SAINT ANDREWS PLACE HOA; NOT INV RELATED; VALLEY SPRINGS, CA; PRESIDENT; 01/2025; 4 HOURS PER MONTH; 0 DURING TRADING; HOA PRESIDENT | ACX AUDIBLE - NARRATOR OF AUDIO BOOKS; NOT INV RELATED; TBD, CA; AUDIO BOOKS ; NARRATOR; START DATE: 09/01/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-10 |
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