Mahsa Nobakht Fard

Wells Fargo Clearing Services, LLC

Sherman Oaks, CA

Claim This Profile

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-12-08

CA RA
APPROVED

Since 2020-12-08

Branch Locations

14601 Ventura Blvd, Sherman Oaks, CA 91403 • United States

350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Sherman Oaks	CA	11/2004	Present
Wells Fargo Advisors Llc	Sherman Oaks	CA	05/2013	11/2016
Wells Fargo Clearing Services, Llc	Sherman Oaks	CA	11/2016	Present

11/2004 → Present

Wells Fargo Bank Na

Sherman Oaks, CA
05/2013 → 11/2016

Wells Fargo Advisors Llc

Sherman Oaks, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Sherman Oaks, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-12-08
S63	Uniform Securities Agent State Law Examination	2013-07-10

S65 Uniform Investment Adviser Law Examination

2020-12-08
S63 Uniform Securities Agent State Law Examination

2013-07-10

View on SEC IAPD

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