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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-31
VA RA APPROVED 2020-08-31
  • TX RA
    APPROVED
    Since 2020-08-31
  • VA RA
    APPROVED
    Since 2020-08-31

Branch Locations

266 Mclaws Cir, Williamsburg, VA 23185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Richmond VA 07/2016 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 08/2020 Present
Bank Of America, N.A. Richmond VA 09/2020 Present
Previous Registrations
  • 2016-07-29 → 2020-09-08
    Richmond, VA
    Richmond, VA
    Richmond, VA
    North Chesterfield, VA
    North Chesterfield, VA
    Richmond, VA
    Richmond, VA
  • 2014-04-28 → 2016-08-01
    St Louis, MO
    Glen Allen, VA
    Richmond, VA
Other Businesses

I*: 1844313 Entity Type: Name of OBA: Communities in Schools Richmond Address: Richmond, VA Investment Related: No Position, Title, Association: Board Employee Start Date: TBD Number of Hours: TBD Number of Hours during trading: TBD Duties: Our unique model positions site coordinators inside schools, from kindergarten to graduation, to assess students needs and provide resources to help them succeed in the classroom and in life. Site coordinators work with school staff to identify students in need of support. We build one-on-one relationships with students, while leading a school team comprised of faculty and service providers. From immediate needs like food or clothing to more complex ones like counseling or emotional support, we do whatever it takes to help students succeed. I will be a board Member helping to direct organizational activates, strategic direction and in school volunteering

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-27
S63 Uniform Securities Agent State Law Examination 2013-07-25
  • S66 Uniform Combined State Law Examination
    2014-02-27
  • S63 Uniform Securities Agent State Law Examination
    2013-07-25
Other Names
  • Donte C Smith
  • Donte Smith
  • Donte Christopher Smith

View on SEC IAPD

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