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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-18
  • TX RA
    APPROVED_RES
    Since 2017-12-18

Branch Locations

1471 Iyannough Road, Hyannis, MA 02601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Hyannis MA 08/2013 Present
  • 08/2013 → Present
    Ubs Financial Services
    Hyannis, MA
Other Businesses

Flower Angels USA / 851 Route 28 #3 South Yarmouth,MA 02664 / Other/ Other Charitable / Recycling and Delivering Flowers / Member of Board of directors / / Board of Director Member Responsibilities / Start Date 07/10/2017/ Charitable / Cape Kid Meals / PO Box 36ForestdaleMassachusetts02644 / Provide meals to food insecure children on Cape Cod / Member of a committee representing the interests of any third party / Member of the Investment Subcommittee (under Finance Committee) for the organization / Start Date: 3/15/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-11
  • S66 Uniform Combined State Law Examination
    2013-10-11
Other Names
  • Kevin Patrick Ducie
  • Kevin Patrick Patrick Ducie

View on SEC IAPD

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