Ireneo Jose Abot

Wells Fargo Clearing Services, LLC

CRD 6196452

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-10-29

CA RA
APPROVED

Since 2020-10-29

Branch Locations

25015 Blue Ravine Rd, Folsom, CA 95630 • United States

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Citrus Heights	CA	05/2011	Present
Wells Fargo Advisors Llc	Sacramento	CA	05/2013	11/2016
Wells Fargo Clearing Services, Llc	Citrus Heights	CA	11/2016	Present

05/2011 → Present

Wells Fargo Bank Na

Citrus Heights, CA
05/2013 → 11/2016

Wells Fargo Advisors Llc

Sacramento, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Citrus Heights, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-10-29
S63	Uniform Securities Agent State Law Examination	2013-07-10

S65 Uniform Investment Adviser Law Examination

2020-10-29
S63 Uniform Securities Agent State Law Examination

2013-07-10

Other Names

Ireneo Jose Abot
Ij Abot

View on SEC IAPD

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