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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-09 |
| PA | RA | APPROVED | 2021-09-07 |
| TX | RA | APPROVED | 2021-09-07 |
Branch Locations
1600 Paoli Pike Ste. 200, Malvern, PA 19355 • United States
Glen Ridge, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brinker Capital | Berwyn | PA | 04/2013 | 07/2017 |
| Cohen & Steers Capital Management Inc | New York | NY | 07/2017 | 08/2021 |
| Cohen & Steers Securities, Llc | New York | NY | 07/2017 | 08/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2021, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 2) RYAN MCGINN, 1600 Paoli Pike, Malvern PA 19355, United States, 01/07/2022, Independent Insurance Agent , INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO - 5 HR/MO TRADING 3) MCGINN FINANCIAL SERVICES, 1600 Paoli Pike, Suite 200, Malvern PA 19355, United States, 09/07/2021, DBA NAME, Owner/Partner of a Business Entity, INV REL, 200 HR/MO - 130 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-14 |
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