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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-09
PA RA APPROVED 2021-09-07
TX RA APPROVED 2021-09-07
  • NJ RA
    APPROVED
    Since 2025-01-09
  • PA RA
    APPROVED
    Since 2021-09-07
  • TX RA
    APPROVED
    Since 2021-09-07

Branch Locations

1600 Paoli Pike Ste. 200, Malvern, PA 19355 • United States

Glen Ridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brinker Capital Berwyn PA 04/2013 07/2017
Cohen & Steers Capital Management Inc New York NY 07/2017 08/2021
Cohen & Steers Securities, Llc New York NY 07/2017 08/2021
Cambridge Investment Research, Inc. Fairfield IA 09/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2021 Present
  • 04/2013 → 07/2017
    Brinker Capital
    Berwyn, PA
  • 07/2017 → 08/2021
    Cohen & Steers Capital Management Inc
    New York, NY
  • 07/2017 → 08/2021
    Cohen & Steers Securities, Llc
    New York, NY
  • 09/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2016-03-14 → 2017-07-27
    Brinker Capital Inc
    Berwyn, PA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2021, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 2) RYAN MCGINN, 1600 Paoli Pike, Malvern PA 19355, United States, 01/07/2022, Independent Insurance Agent , INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO - 5 HR/MO TRADING 3) MCGINN FINANCIAL SERVICES, 1600 Paoli Pike, Suite 200, Malvern PA 19355, United States, 09/07/2021, DBA NAME, Owner/Partner of a Business Entity, INV REL, 200 HR/MO - 130 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-14
  • S66 Uniform Combined State Law Examination
    2016-03-14
Designations
  • Certified Financial Planner
Other Names
  • Ryan Mcginn

View on SEC IAPD

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