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155 S Water Street Suite 220, Henderson, NV 89015 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-06-08 |
| TX | RA | APPROVED | 2020-08-04 |
| CA | RA | APPROVED | 2020-04-08 |
Branch Locations
155 S Water Street Suite 220, Henderson, NV 89015 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 08/2015 | 06/2018 |
| Bank Of America, N.A. | Los Angeles | CA | 08/2015 | 06/2018 |
| Oppenheimer & Co. Inc | Los Angeles | CA | 06/2018 | 02/2020 |
| White Aspen Capital (Fka Canyons Capital) | Los Angeles | CA | 03/2020 | Present |
1) Andesine Planning; Owner - Investment Related - 155 S Water Street, Suite 220 Henderson NV 89015 - Description: Financial planning - Responsibilities: Producing Financial plans for individuals and RIA's - 2025-05-01 - 2 Hours per month devoted to business during trading hours - 4 Hours per month devoted to business outside trading hours - 20 Percent of total yearly compensation expected to be derived from the business. 2) Sandbaggers Country Club - Non-investment related - 155 S Water Street, Suite 130, Henderson, NV. 89015 - Indoor golf lounge - Partner - Partner - 07/2026 - appx. 10 hours per month - appx. 0 hours during securities trading - oversee operations. 3) Licensed Insurance Agent - Not Investment Related - 155 S Water Street, Suite 130, Henderson, NV. 89015 - Insurance sales - Agent - 2 hrs/mo - 2 hrs during trading - Implementation of insurance recommendations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-29 |
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