Best Investors
Account
Sign in
Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Indianapolis | IN | 11/2015 | 03/2017 |
| Mml Investors Services, Llc | Bloomington | IN | 03/2017 | 08/2018 |
| Commonwealth Financial Network | Waltham | MA | 08/2018 | Present |
| Innovative Financial Solutions | Bloomington | IN | 08/2018 | Present |
1. Fixed insurance sales, as an Agent, under the name 'Innovative Financial Solutions'; As of 01/14/2019; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Sole Proprietor, Musician; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related. 3. Owner, Mattox Real Estate, LLC, an entity created for the purpose of buying & managing real estate in Clay City, IN, as of 6/27/2022; Less than 5% of time spent during business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-20 |
Reach out to this advisor