Barry Seth Gilbert

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 07/2023
  Lpl Financial Llc
  Boston, MA
• 07/2023 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE
• 07/2023 → Present
  Cwm, Llc Dba Carson Partners - Crd # 155344
  Omaha, NE
• 07/2023 → Present
  Carson Group Investing (Cgi, Llc) - Crd # 291744;
  Omaha, NE
• 10/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2013-06-10 → 2023-07-19
  Lpl Financial Llc
  Boston, MA

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, ASSET ALLOCATION STRATEGIST; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: SUPPORT ASSET ALLOCATION PROCESS AND INVESTMENT DECISIONS; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: VP ASSET ALLOCATION STRATEGIST; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: I WILL BE DEVELOPING ASSET ALLOCATIONS AND WORKING ON MODEL MANAGEMENT; 3. NAME OF OTHER BUSINESS: CARSON GROUP INVESTING (CGI, LLC) - CRD # 291744; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, ASSET ALLOCATION STRATEGIST; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: SUPPORT ASSET ALLOCATION, PORTFOLIO CONSTRUCTION, AND CLIENT COMMUNICATIONS;

Exams

• S66 Uniform Combined State Law Examination
  2013-06-07