Christopher John Newton

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-02-16
SC	RA	APPROVED	2014-08-19

TX RA
APPROVED_RES

Since 2018-02-16
SC RA
APPROVED

Since 2014-08-19

Branch Locations

17 West Mcbee Ave Poinsett Plaza, Greenville, SC 29601 • United States

Travelers Rest, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Greenville	SC	08/2013	Present

08/2013 → Present

Ubs Financial Services

Greenville, SC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-18

S66 Uniform Combined State Law Examination

2014-08-18

Other Names

Cj Newton

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews