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John Eric Riva

Wells Fargo Clearing Services, LLC

Philadelphia, PA

Newtown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-02
PA RA APPROVED 2021-09-20
  • TX RA
    APPROVED
    Since 2022-06-02
  • PA RA
    APPROVED
    Since 2021-09-20

Branch Locations

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

2901 S Eagle Rd, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Collegeville PA 04/2021 Present
Johnson & Johnson New Brunswick NJ 12/2016 06/2018
Johnson & Johnson Irvine CA 06/2018 06/2019
Johnson & Johnson New Brunswick NJ 06/2019 04/2021
Full-Time Student State College PA 08/2012 12/2016
  • 04/2021 → Present
    Wells Fargo Clearing Services, Llc
    Collegeville, PA
  • 12/2016 → 06/2018
    Johnson & Johnson
    New Brunswick, NJ
  • 06/2018 → 06/2019
    Johnson & Johnson
    Irvine, CA
  • 06/2019 → 04/2021
    Johnson & Johnson
    New Brunswick, NJ
  • 08/2012 → 12/2016
    Full-Time Student
    State College, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-18
  • S66 Uniform Combined State Law Examination
    2021-09-18
Designations

View on SEC IAPD

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