Kathy Krzeminski

Equitable Advisors, LLC

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Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2019-11-26
TX	RA	APPROVED	2019-11-26

IL RA
APPROVED

Since 2019-11-26
TX RA
APPROVED

Since 2019-11-26

Branch Locations

Palatine, IL • United States

520 Lake Cook Road Suite 270, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Schaumburg	IL	08/2014	11/2019
Principal Securities Inc	Schaumburg	IL	08/2014	11/2019
Axa Advisors Llc	New York	NY	11/2019	06/2020
Equitable Advisors, Llc	New York	NY	11/2019	Present

08/2014 → 11/2019

Principal Life Insurance Company

Schaumburg, IL
08/2014 → 11/2019

Principal Securities Inc

Schaumburg, IL
11/2019 → 06/2020

Axa Advisors Llc

New York, NY
11/2019 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2014-08-22 → 2019-12-09

Principal Securities, Inc.

Downers Grove, IL

Schaumburg, IL

Downers Grove, IL
2014-01-22 → 2014-08-18

B. Riley Wealth Advisors, Inc.

Lombard, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-29

S66 Uniform Combined State Law Examination

2013-10-29

View on SEC IAPD

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