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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-10-08 |
Branch Locations
236 Hamilton Rd, Cedarburg, WI 53012 • United States
Fredonia, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wagner Eye Center | Burlington | WI | 07/2016 | 08/2018 |
| Smart Choice Mri | Mequon | WI | 03/2018 | 09/2018 |
| Smart Choice Mri | Mequon | WI | 09/2018 | 11/2019 |
| Carr Associates | Cedarburg | WI | 11/2019 | 10/2020 |
| Five Pillars Restaurant | Random Lake | WI | 08/2019 | 10/2020 |
| Thrivent Investment Management Inc | Cedarburg | WI | 12/2019 | Present |
| Thrivent Financial | Appleton | WI | 10/2020 | Present |
PORT WASHINGTON FOOD PANTRY POSITION: Secretary NATURE: All volunteer food pantry serving all eligible Ozaukee County residents who earn less than 150% of Federal Poverty guidelines. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2023 ADDRESS: 1800 N Wisconsin Street, Port Washington WI 53074, United States DESCRIPTION: Be part of the community helping those in needs. Provide guidance with approving ideas and goals for the new food pantry building and helping make decisions regarding how the pantry is run. 4-H/LIVESTOCK ASSOCIATION POSITION: Secretary NATURE: Ozaukee County Livestock Association helping the youth Ozaukee county 4-H program. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2025 ADDRESS: W67N866 Washington Ave, Cedarburg WI 53012, United States DESCRIPTION: Prepare meeting agenda with president Take meeting minutes and attendance Arrange for printing and distribution of letters and posters Make reservations for meetings Submit ads to newspapers before and after Ozaukee County Fair NORTHERN OZAUKEE SCHOOLS' SCHOLARSHIP FOUNDATION, INC POSITION: Board Member NATURE: Provide scholarships for graduating seniors of Ozaukee High School. The board oversees events and reviews scholarship applications. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2026 ADDRESS: 401 Highland Drive, Fredonia WI 53021, United States DESCRIPTION: Help organize events to promote NOSSF. Provide help in facilitating the scholarship award event. Review scholarship applications. Assist other board members with decision making.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-07 |
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