Michelle Chavez

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 09/2016
  National Planning Corporation
  Walnut Creek, CA
• 12/2016 → 03/2017
  Msi Financial Services, Inc
  Walnut Creek, CA
• 09/2016 → 08/2020
  Massmutual Life Insurance Co
  Walnut Creek, CA
• 03/2017 → 08/2020
  Mml Investors Services, Llc
  Walnut Creek, CA
• 08/2020 → Present
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Previous Registrations

• 2017-03-25 → 2020-09-03
  Mml Investors Services, Llc
  Walnut Creek, CA
• 2016-12-07 → 2017-03-25
  Msi Financial Services, Inc.
  Walnut Creek, CA
• 2016-03-21 → 2016-09-22
  National Planning Corporation
  Walnut Creek, CA
• 2015-06-22 → 2015-11-16
  Principal Securities, Inc.
  Walnut Creek, CA
• 2014-06-20 → 2015-06-15
  Sii Investments, Inc.
  San Ramon, CA

Exams

• S66 Uniform Combined State Law Examination
  2014-06-19

Other Names

• Michelle Chavez
• Michelle Nicole Lopez
• Michelle Nicole Chavez