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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-13 |
| AR | RA | APPROVED | 2020-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harvest Investment Strategies | Rogers | AR | 05/2013 | Present |
| First Allied Securities, Inc | San Diego | CA | 11/2013 | 09/2022 |
| First Allied Advisory Services, Inc | Chesterfield | MO | 01/2015 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Cetera Advisors Llc | Bentonville | AR | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2022 | Present |
1) HARVEST INVESTMENT STRATEGIES, LLC; EMPLOYEE; DBA; START DATE 09/11/2013; 160 HOURS PER MONTH. 2) JARED HALL PHOTOGRAPHY; PHOTOGRAPHER; OTHER; START DATE: 10/30/2020; 20 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-14 |
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