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Matthew Ross Chaffin

Mai Capital Management, LLC

Little Rock, AR

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-01-04
  • AR RA
    APPROVED
    Since 2021-01-04

Branch Locations

100 River Bluff Drive Suite 410, Little Rock, AR 72202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crews & Associates, Inc. Little Rock AR 06/2015 09/2018
Smith Capital Management Little Rock AR 09/2018 12/2020
Mai Capital Management Little Rock AR 12/2020 Present
  • 06/2015 → 09/2018
    Crews & Associates, Inc.
    Little Rock, AR
  • 09/2018 → 12/2020
    Smith Capital Management
    Little Rock, AR
  • 12/2020 → Present
    Mai Capital Management
    Little Rock, AR
Previous Registrations
  • 2018-11-06 → 2020-12-15
    Smith Capital Management Inc
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-06
S63 Uniform Securities Agent State Law Examination 2015-11-05
  • S65 Uniform Investment Adviser Law Examination
    2018-11-06
  • S63 Uniform Securities Agent State Law Examination
    2015-11-05
Other Names
  • Matt Ross Chaffin

View on SEC IAPD

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