Matthew Ross Chaffin

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2018
  Crews & Associates, Inc.
  Little Rock, AR
• 09/2018 → 12/2020
  Smith Capital Management
  Little Rock, AR
• 12/2020 → Present
  Mai Capital Management
  Little Rock, AR

Previous Registrations

• 2018-11-06 → 2020-12-15
  Smith Capital Management Inc
  Little Rock, AR

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-06
• S63 Uniform Securities Agent State Law Examination
  2015-11-05

Other Names

• Matt Ross Chaffin