Stephen Spach

Employer firm

Pinion Wealth Management, LLC CRD 114556

$837M regulatory AUM 56 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 07/2020
  Lpl Financial Llc
  Fresno, CA
• 08/2020 → 04/2023
  Heritage Wealth Management, Llc
  Phoenix, AZ
• 04/2023 → Present
  Pinion Investment Advisors, Llc
  Fresno, CA

Previous Registrations

• 2020-08-17 → 2023-05-03
  Heritage Wealth Management, Llc
  Clovis, CA
  Phoenix, AZ
• 2013-12-03 → 2020-08-26
  Lpl Financial Llc
  Fresno, CA

Other Businesses

1.Pinion Insurance Agency LLC -04/2023- INV REL -1605 N Waterfront Pkwy, Ste 200 Wichita, KS -Agent - Non-Variable Insurance - START 01/01/2016 - 5 HOURS PER MONTH - I plan on offering insurance products as part of the planning process for clients' needs. 2. Wild Man Consulting LLC- Owner-Consulting-Start 7/26/22- less than 5 hrs/mo. Provides personal and business consulting. 3.Graveline Financial-Referral source.1243 E Spruce Ave # 105, Fresno, CA 93720 Start 01/2015. 1 hour per month-refer clients to Graveline to get better rates.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-22

Other Names

• Spach Stephen
• Spach Joseph Stephen
• Stephen Joseph Spach