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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-07-28
  • FL RA
    APPROVED
    Since 2014-07-28

Branch Locations

20635 Amberfield Drive Suite 102, Land O'LAkes, FL 34638 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Land O' Lakes FL 04/2014 Present
Raymond James Financial Services Advisors Inc. Land O'LAkes FL 07/2014 Present
Other Businesses

(1)Name of Business: Independent Financial Services Address: 20635 Amberfield Dr Ste 102, Land O Lakes, FL, 34638, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/06/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: My duties are that of a Financial Advisor & Portfolio Technician

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-07
  • S66 Uniform Combined State Law Examination
    2014-07-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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