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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-08 |
| CA | RA | APPROVED | 2014-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Tulare | CA | 10/2013 | 08/2022 |
| Carl Nelson Insurance | Tulare | CA | 01/2015 | 10/2016 |
| True Legacy Financial And Insurance Services | Tulare | CA | 10/2016 | Present |
| Principal Securities Inc | Tulare | CA | 03/2016 | Present |
**TAX PREPARATION; SEASONAL BUSINESS; 10/23/2013. **RENTAL PROPERTY, OWNER COMMERCIAL/RESIDENTIAL, 12/23/14. **Fixed Insurance; Investment Related; 200 N M St, Tulare, CA 93274; Life, DI, Annuities, Group Medical/Dental/Vision; ; Start Date: ; na hrs per month; during trading hours.. **Fixed Insurance; Investment Related; 200 N M St, Tulare, CA 93274; LTC; Sales; Start Date: 05/21/2018; 4-8 hrs per month; 5 during trading hours. **TULARE-KINGS COUNTIES ESTATE PLANNING COUNCIL POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 625 N Ranch Street, Visalia CA 93291, United States DESCRIPTION: Basic Estate planning council. 5-6 meetings per year with other advisors, CPAs, and attorneys. My role as a board member is to assist with finding speakers, vote on meeting days/times, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-06 |
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