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Richard Holland Powell

Charles Schwab & Co., Inc.

Henderson, NV

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-01-30
TX RA APPROVED 2019-09-25
  • NV RA
    APPROVED
    Since 2025-01-30
  • TX RA
    APPROVED
    Since 2019-09-25

Branch Locations

2360 Corporate Circle, Henderson, NV 89074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 05/2013 Present
Charles Schwab Trust Company Of Delaware Austin TX 01/2025 Present
Charles Schwab Trust Company Austin TX 01/2025 Present
  • 05/2013 → Present
    Charles Schwab & Co., Inc.
    Austin, TX
  • 01/2025 → Present
    Charles Schwab Trust Company Of Delaware
    Austin, TX
  • 01/2025 → Present
    Charles Schwab Trust Company
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-25
  • S66 Uniform Combined State Law Examination
    2019-09-25
Other Names
  • Richard Holland Powell

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · HENDERSON, NV
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