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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2013 | 01/2017 |
| Northwestern Mutual Investment Services, Llc | Norwalk | CT | 04/2014 | 01/2017 |
| Ssr Llc | Stamford | CT | 01/2017 | 04/2025 |
| Blue Heron Research Partners | New York | NY | 05/2025 | 11/2025 |
| Bernstein Private Wealth Management | Stamford | CT | 02/2026 | Present |
| Unemployed | Stamford | CT | 11/2025 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-05-15 |
| S65 | Uniform Investment Adviser Law Examination | 2026-05-06 |
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