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Emilyanne Lozier Rance Schmitt

Wells Fargo Clearing Services, LLC

Jacksonville, FL

Ponte Vedra Beach, FL

CRD 5108074

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-17
  • FL RA
    APPROVED
    Since 2021-06-17

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

120 Front St, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Jacksonville FL 05/2005 Present
Wells Fargo Advisors Llc Jacksonville FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 Present
  • 05/2005 → Present
    Wachovia Bank, N.A.
    Jacksonville, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Jacksonville, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-16
S63 Uniform Securities Agent State Law Examination 2007-04-19
  • S66 Uniform Combined State Law Examination
    2021-02-16
  • S63 Uniform Securities Agent State Law Examination
    2007-04-19
Other Names
  • Emilyann Schmitt
  • Emilyann Lozier Rance Schmitt

View on SEC IAPD

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