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Jose Antonio Opengo Castillo

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-10-24
AR RA APPROVED 2025-09-04
NY RA APPROVED 2023-11-29
TX RA APPROVED 2023-11-29
  • AL RA
    APPROVED
    Since 2025-10-24
  • AR RA
    APPROVED
    Since 2025-09-04
  • NY RA
    APPROVED
    Since 2023-11-29
  • TX RA
    APPROVED
    Since 2023-11-29

Branch Locations

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Houston TX 05/2013 11/2023
Morgan Stanley Private Bank, N.A. New York NY 01/2015 11/2023
Ubs Financial Services Inc Houston TX 11/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 05/2013 → 11/2023
    Morgan Stanley Smith Barney Llc
    Houston, TX
  • 01/2015 → 11/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 11/2023 → Present
    Ubs Financial Services Inc
    Houston, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-25
  • S66 Uniform Combined State Law Examination
    2013-07-25
Other Names
  • Jose Antonio Opengo
  • Antonio Opengo

View on SEC IAPD

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PEREA CAPITAL · HOUSTON, TX
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AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
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