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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Funds Llc | Boston | MA | 05/2016 | 04/2022 |
| John Hancock | Boston | MA | 05/2016 | 04/2022 |
| Ameriprise Financial Services, Llc | Norwell | MA | 05/2022 | Present |
Outside Employment; Onipa?a Enterprise, LLC; Being paid through LLC for work done at Ameriprise; Manage advisory business; 80 Washington Street, Building E-11, NORWELL, MA, 02061; Investment-Related; 08/18/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-13 |
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