Andrew Seth Kester

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2022-08-19

VA RA
APPROVED

Since 2022-08-19

Branch Locations

Fishersville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Waynesboro	VA	02/2016	08/2022
Lpl Financial Llc	Fishersville	VA	08/2022	Present

02/2016 → 08/2022

Ameriprise Financial Services, Inc.

Waynesboro, VA
08/2022 → Present

Lpl Financial Llc

Fishersville, VA

Previous Registrations

2016-02-03 → 2022-08-24

Ameriprise Financial Services, Llc

Harrisonburg, VA

Waynesboro, VA

Waynesboro, VA

Harrisonburg, VA
2013-09-09 → 2014-04-09

Edward Jones

Bridgewater, VA

Waynesboro, VA

St Louis, MO

Other Businesses

1)08/19/2022 - Cornerstone Wealth Advisor Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)08/19/2022 - Notary - State of VA - Start: 04/2020 3) 04/26/2023 - Advisors Excel - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date 04/17/2023 - 4 Hours Per Month/2 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-12

S66 Uniform Combined State Law Examination

2013-07-12

View on SEC IAPD